Court-annexed arbitration was established in Illinois
as a mandatory, but non-binding, form of alternative dispute resolution.
The program is a deliberate effort on the part of the judiciary, bar and
public to reduce the length and cost of litigation in Illinois.
The program applies to all civil cases seeking money
damages exclusively greater than $10,000 and less than the jurisdictional
limit approved for that particular circuit by the Illinois Supreme
Court. In Will County that limit is $50,000. Cases may also be
transferred to the arbitration calendar from other court calls or
divisions. These arbitration eligible cases are litigated before a panel
of three attorney/arbitrators in a hearing resembling a traditional
bench trial. Each party makes a concise presentation of its case to the
panel of arbitrators who then deliberate on the issues and make an award
on the same day as the hearing.
The parties to the dispute then have 30 days to
decide whether or not to accept the arbitrators’ award. If one party
is not satisfied with the panel’s decision, they may reject the award
by paying a $200 rejection fee which is filed with the Clerk of the
Circuit Court. The parties will then proceed to trial before a judge, as
if the arbitration hearing had never occurred.
Counties with mandatory arbitration programs have
experienced substantial savings in court time and speedier resolutions
of small civil lawsuits than had previously been possible. The vast
majority of arbitration awards in other counties are accepted by the
parties and generally, litigants express satisfaction with the
Arbitration Program. Members of the Will County Bar play a major role as
arbitrators, in helping to reduce the length and cost of litigation in
this circuit.
MANDATORY ARBITRATION FAQ
ARBITRATION FACILITIES
1. Where is the Arbitration Center?
The Will County Arbitration Center is located at the
Will County Court Annex Building, 57 N. Ottawa Street, 3rd
Floor, Joliet, IL 60432.
2. If I have any questions regarding the process,
whom do I call?
Kurt Sangmeister, Court Administrator or Nanette LaGrange, Assistant
Administrator for Arbitration. We can be reached at (815)
774-4575. Please be advised that we can provide information on
the arbitration process only. We cannot give legal advice.
ARBITRATION CASES
3. What types of cases will be assigned to
arbitration?
A civil action shall be subject to mandatory arbitration if each
claim therein is exclusively for money damages in an amount exceeding
$10,000, but not exceeding the amount approved by the Illinois Supreme
Court for that particular circuit. In Will County, the maximum limit
is $50,000, exclusive of costs and interest. Attorney’s fees are
considered a claim for relief and are included in the $50,000 limit.
(Illinois Supreme Court Rule 86[b]). Cases may also be transferred to
the arbitration calendar from other calls or divisions upon the motion
of the court or any party.
4. Must I go through arbitration before I can go to
trial?
Yes. All eligible actions are subject to mandatory arbitration
before a panel of three attorney/arbitrators. Any party participating
in the arbitration hearing may, within 30 days following the hearing
and upon payment of a $200 rejection fee ($500 if the award is over
$30,000) to the Clerk of the Circuit
Court and proper notice to all other parties, file a rejection of the
award and proceed to trial before a judge or jury (depending on
whether a jury demand had been properly filed).
5. What happens in cases where the claim is
inflated to exceed the jurisdictional limit ($50,000) to avoid
arbitration?
Supreme Court Rule 86(d) provides that cases not assigned to the
arbitration calendar may be ordered to arbitration at a status call or
pre-trial conference, when it appears to the court that no claim in
the action has a value in excess of the monetary limit authorized by
the Supreme Court for that circuit (in Will County, the limit is
$50,000), irrespective of defenses.
6. Could an action be filed in the Law Division and
then amended to under the jurisdictional limit ($50,000) in order to
qualify for arbitration?
Yes. An appropriate motion to amend damages and to transfer an
assigned “L” case to the arbitration calendar must be made before
the law division judge, in accordance with the court rules.
7. If a case were filed as an arbitration case, but
should be a law division case, how do I transfer the case to the “L”
calendar?
A case pending in arbitration may be transferred to the law division
calendar by filing an appropriate motion with the Supervising Judge
for Arbitration, in accordance with court rules.
8. What if a counterclaim is filed in a small
claims case seeking more than $10,000 in damages?
A small claims case may be transferred to the arbitration calendar
upon the appropriate motion before the small claims judge.
9. What is done with a lawsuit when the defendant
has filed bankruptcy?
In a case where a defendant has filed bankruptcy, any party may move
to have the matter set before the Supervising Arbitration Judge for a
stay of up to at least six months.
10. For what types of cases will arbitration not be
available?
Generally, arbitration will not be available for the following:
Forcible entry and detainer, Ejectment, Confession of judgment,
Replevin, Detinue, Trover, Registrations of foreign judgments.
However, if damages remain the only issue, the matter may be
reassigned to the arbitration calendar.
11. When must I make a jury demand, if I so desire?
Pursuant to 735 ILCS 5/2-1105 (a), a plaintiff who desires a jury must
file a jury demand with the clerk at the time the action is commenced.
A defendant who desires a jury must file a jury demand not later than
the filing of his or her answer. The fact that an arbitration hearing
is mandated does not change the effect of this section of the Code of
Civil Procedure.
ARBITRATORS
12. Who will be the Arbitrators that will hear may
case?
Local rule provides that licensed attorneys in good standing (with the
Illinois Attorney Registration and Disciplinary Commission) are
eligible for appointment as arbitrators by meeting the following
requirements:
(a) Completing a court-approved training
seminar on arbitration practices and procedures;
(b) Filing an application with the Arbitration
Center and certifying that they have engaged in the practice of
law for a minimum of one year; and
(c) Residing in, having an office in, or
practicing law within Will County. Arbitrators’ applications
must be approved by the Supervising Judge for Arbitration and the
Arbitration Center. An arbitrator acting as Chairperson of the
panel must have a minimum of five years active practice
experience.
13. Will I have a choice of Arbitrators?
No. Arbitrators are selected to insure against prejudice or bias.
When the arbitrators arrive at the center on hearing days, they review
case files and identify files where they believe there is a conflict
of interest. Whether there is a conflict of interest is a matter of
discretion with each arbitrator, though they are bound by the Code of
Judicial Ethics.
14. Do I have to pay the Arbitrators?
No. Arbitrators are paid by the State of Illinois from the Mandatory
Arbitration Fund. This fund was created by the legislature and allows
for an $8 filing fee ($10 in Cook County) to be collected on the first
appearance filed by each party in a civil action within the Circuit.
15. How are Arbitrators chosen?
Arbitrators are chosen in advance of the hearing date. They also
may be called on an emergency basis to substitute for attorneys who
are unable to attend on the day to which they were assigned.
16. When will I know who will be the members of the
panel who will hear my case?
The panel members will introduce themselves to the litigants when the
litigants enter the hearing room or the hearing.
17. Can I ask to change arbitrators if I think
there is a prejudice, conflict or other problem?
No. Arbitrators may recuse themselves if they feel there may be a
conflict or withdraw if grounds appear to exist for disqualification
pursuant to the Code of Judicial Conduct. (Illinois Supreme Court Rule
87[c]). There is no provision in the rules for a substitution of
arbitrators or change of venue from the panel or any of its members.
The remedy of rejection of an award and the right to
proceed to trial has been determined as the appropriate response to a
perceived bias or prejudice on the part of any member of the panel or
error by the panel, in determining its award.
18. What happens if an Arbitrator discovers a
conflict after the hearing has started?
If an Arbitrator discovers a conflict after the hearing has started
and no arbitrator is available to take his/her place, the arbitration
hearing can continue before the two remaining panelists if all parties
agree. Otherwise, an emergency arbitrator will be called and the
hearing recessed until the emergency arbitrator arrives. In the event
that an emergency Arbitrator is not available, the case will be placed
on the Supervising Judge’s motion call for re-scheduling.
19. If I do not understand the meaning of the
award, may I contact the arbitrator?
No. The arbitrators are bound by the Code of Judicial Conduct and
therefore cannot have any ex-parte communications with any of the
parties.
MOTIONS
20. When are arbitration motions heard?
Arbitration motions will be heard Monday – Friday at 1:00 p.m.
before the Supervising Judge or his designee for Arbitration at the
Will County Court Annex, Courtroom 117.
21. Who is the Supervising Judge?
The Honorable James Garrison.
22. If a case were filed as a law division case,
but is really an arbitration matter, how do I put it on the
arbitration-hearing schedule?
If a case is in the law division, it may be transferred to the
arbitration calendar by making the appropriate motion before the law
division judge to which the case was assigned or transferred.
23. If a case were filed as an arbitration case,
but is really a law division case, how do I transfer to the law
division?
A case pending in arbitration may be transferred to the law
division by filing the appropriate motion with the Supervising Judge
for Arbitration in accordance with the rules.
24. If the case has been disposed of by default,
summary judgment or stipulation of the parties, do I have to notify
the Arbitration Center?
Yes. Supreme Court Rule and Local Rule provides that parties or
their counsel shall give immediate written notification to the
Arbitration Administrator of any disposition which affects the
arbitration hearing date case which had been assigned. Sanctions may
be imposed if you fail to alert the Arbitration Center of such a
change in status. Notices may be faxed to the arbitration center
at (815) 774-4576.
25. Can arbitrators hear motions?
The arbitrators’ authority to hear motions is limited. Their
authority and power exist only in relation to the conduct of the
hearing at the time it is held. Thus, the arbitrators can hear and
determine motions to exclude witnesses, motions in limine and rule on
the admissibility of evidence. Any other motions pertaining to the
case must be brought at the appropriate time and in the appropriate
manner before the Supervising Judge of Arbitration. Arbitrators MAY
NOT hear and determine motions for continuance of the hearing. Motions
for continuances must be brought before the Supervising Judge for
Arbitration at the normal arbitration motion call.
DISCOVERY
26. Do I have to bring all my witnesses or can I
present certain types of evidence without the maker being present?
It is up to each litigant to determine how the evidence is
presented. Supreme Court Rule 90(c) provides that items such as
hospital reports, doctors’ reports, drug bills and other medical
bills as well as bills for property damage, estimates of repair,
earnings reports, expert opinions, and depositions of witnesses are
admissible without the maker being present. To take advantage of this
rule, a written notice of the intent to offer those documents along
with a copy of the documents MUST BE sent to all other parties AT
LEAST 30 DAYS PRIOR to the scheduled arbitration hearing date.
27. If I file my documents in accordance with Rule
90(c), are they automatically admitted into evidence?
No. Any documents that are filed pursuant to Rule 90(c) are
presumptively admitted, i.e., no further foundation needs to be laid
for their admittance. However, the documents are still subject to
objections according to the usual rules of evidence. Objections to
90(c) packets may be made before the Supervising Judge prior to the
arbitration hearing or to the Chairperson at the commencement of the
arbitration hearing.
28. Can I call the maker of a document my opponent
seeks to introduce as a witness?
Yes. Supreme Court Rule 90(e) provides that any other party may
subpoena the author or maker of a document admissible under Rule
90(c), at the expense of the party issuing the subpoena. They may
examine the author or maker as if under cross-examination. The
provisions of the Code of Civil Procedure relative to subpoenas are
applicable.
29. Can I subpoena people to appear just as I could
in a trial?
Yes. Subpoena practice in arbitration cases is conducted in
essentially the same fashion as that followed in non-arbitration
cases. A subpoena to testify at an arbitration hearing is in
essentially the same form provided for in the Code of Civil Procedure.
It is the duty of the party requesting the subpoena to modify the form
to show that the appearance is set before an arbitration panel and to
give the time and place set for the hearing.
30. Do the same rules for witness fees apply to
arbitration hearings as to a trial?
Yes. Witness fees and costs shall be in the same amount and shall
be paid by the same party or parties as established by the Code of
Civil Procedure and the Circuit Rules.
31. Can discovery take place after the hearing?
Usually, no. Supreme Court Rule 89 provides that discovery may be
conducted in accordance with the established rules and shall be
completed prior to the arbitration hearing. No discovery shall be
permitted after the hearing, except by leave of the court for good
cause shown.
THE ARBITRATION HEARING
32. When will a hearing date be assigned?
Cases will be assigned to the arbitration calendar by the
Supervising Judge when all parties to the action have appeared before
the court.
33. Who issues the summons?
The Office of the Clerk of the Circuit Court will
issue an Arbitration Summons form, as well as any necessary aliases
(with leave of the Court). If delayed service is anticipated, counsel
should request a longer return date for the summons.
34. What happens if one of the parties does not
appear on the Return date specified in the summons?
Supreme Court Rules 181 and 286 govern appearances.
If defendant fails to appear a default judgment may be entered
(2-1301[d]). If plaintiff fails to appear, the Motion may be dismissed
instanter without prejudice, or the court may continue the matter to a
date certain for dismissal for want of prosecution. (735 ILCS
5/2-1302[a] and [b])
35. How long should a hearing last?
The majority of cases heard by an arbitration panel
will require two hours or less for presentation of evidence. Pursuant
to local rule, if a party determines that more than the allotted two
hours is needed, both the Supervising Judge and the Arbitration staff
should be notified. The Supervising Judge may set the case on a
special hearing date at 9:00 a.m. and the Arbitration Administrator
will make the appropriate arrangements to accommodate the longer
hearing.
36. Will I get any notice of the arbitration
hearing date after it is set?
No. However, the Arbitration Center will contact
the plaintiff, as the master of the case, before the hearing to
confirm that the case will go forward and to verify that a panel will
be available to hear the case.
37. How will the Arbitration Administrator know
that the parties are ready for the hearing?
The attorneys for each party, or the party
themselves if not represented by counsel, are required report to the
Arbitration staff when they enter the Arbitration Center. The
Arbitration staff calls the case when all parties are present and
ready to proceed or at the designated time.
38. What should the parties do if they believe that
the hearing will take more than two hours?
If the parties determine that more than two hours
are needed for the hearing, they should request same from the
Supervising Judge at the time the hearing date is set and state in the
order setting the hearing that it will be a four-hour hearing.
Hearings will not be allowed to run longer than two hours
without leave of the Court. A copy of this order must be
provided to the Arbitration staff when it is entered. All cases
requiring more than two hours must start at 9:00 a.m.
39. What if I want the hearing date extended? Must
I seek the Supervising Judge’s approval? If both parties agree, must
they come to court to change the date?
The Supervising Judge may continue a hearing date
for good cause shown. Motions to continue should be set on the motion
call before the Supervising Judge. Notice of such a motion must be
given to the Arbitration Administrator. If the motion is granted, the
Arbitration Administrator must be notified of the new date and time
for the hearing. The arbitrators CANNOT, for any reason, continue a
case. Even if both parties agree to the continuance, the Supervising
Judge must sign the order granting the continuance and assign a new
hearing date.
40. What should I do if I am going to be late on
the day of the hearing? Who do I call?
The Arbitration Administrator or Assistant
Administrator should be notified immediately if a party would be late
on the day of hearing. If no notice is given, the hearing will proceed
in accordance with the rules.
41. If I am late, will I still get a two-hour
hearing?
No. If the case starts after the scheduled time
due to the fault of one of the parties, that party will be penalized
by deducting that amount of time from his/her presentation. If the
hearing starts after the scheduled time due to the fault of the
Arbitration Center or one of the arbitrators, the parties will not be
penalized.
42. What happens if one party does not show up?
If a party fails to appear at the hearing, the
hearing will proceed ex-parte and the appropriate award will be
entered. The Administrator may wait fifteen minutes at his/her
discretion for a party to appear before commencing the hearing.
Pursuant to Supreme Court Rule 91, the non-appearing party waives the
right to reject the award and consents to entry of a judgment on the
award.
43. Is there a place where the attorney can confer
with his/her client before the hearing?
Yes. The Arbitration Center has a conference room
for litigants’ use when they are not being used for deliberations.
Also, any hearing room not in use may be used as a conference room.
44. What happens if one party mis-diaries the
hearing date or time or appears at the wrong location and does not
appear at the hearing as scheduled by the court?
Refer to answer #11. The judgment entered on the
ex-parte award may be vacated (Supreme Court Rule 91[a]); however,
costs may be assessed against the party who did not appear. These
costs may include, but are not limited to court costs, attorney’s
fees, witness fees, stenographic fees, and other out-of-pocket
expenses incurred by any party or witness.
45. What happens if a party does not comply with a
Rule 237 subpoena?
Supreme Court Rule 90(g), the provisions of Rule
237, and the sanctions provided in rule 219 are equally applicable to
arbitration hearings. The arbitrators are instructed to note a party’s
failure to comply with Rule 237 on the award. Rule 90(g) further
provides that sanctions for failure to comply with a Rule 237 request
may include an order debarring that party from rejecting the award.
46. What happens if one of the parties has failed
to file an appearance or pleading?
The arbitration hearing will proceed as scheduled.
If an appearance is not on file, that party will not receive any of
the court-generated notices. If a party fails to file any relevant
pleading, such as an answer, the arbitrators may determine that all
allegations in the complaint are admitted and proceed on the issue of
damages only.
47. What happens if neither of the parties appear
on the arbitration hearing date?
The arbitrators will enter an award of $0.
48. What happens if one of the parties appears but
does not present his/her case?
Supreme Court Rule 91(b) provides that all parties
to an arbitration hearing must participate in good faith and in a
meaningful manner. If the panel unanimously finds that a party has
failed to participate in good faith and in a meaningful manner, it may
recite this finding on the award along with the factual basis for the
finding. Any other party may bring a motion for sanctions before the
Supervising Judge. Sanctions against the non-good faith participant
may include those as provided in Rule 219(c), an order debarring that
party from rejecting the award, and costs and attorney’s fees
incurred for the arbitration hearing and in the prosecution of the
petition for sanctions.
49. Should I leave my Rule 90 documents with the
panel?
No. As a courtesy to the panel, you should make
three copies of your Rule 90 documents and any other evidence, which
you plan to present to the panel. The Arbitration Center is not
responsible for documents left with it and therefore litigants are
encouraged not to leave any original documents at the Arbitration
Center.
50. What happens to my exhibits after the hearing?
The Arbitration Administrator stores them on the
premises. Exhibits may be destroyed 7 days after entry of the Order of
Dismissal, Notice of Rejection of the Award, or entry of a Judgment.
The parties must retrieve their exhibits within the 7-day period to
avoid their destruction. The Arbitration Center is not responsible for
these documents and STRONGLY URGES all litigants to make copies of
original documents and leave copies, NOT ORIGINALS, with the panel
while they make their deliberations.
51. If, during the arbitration hearing, I disagree
with an arbitrator ruling, may I stop the proceedings and go before
the Supervising Judge for a ruling on the issue?
No. Supreme Court Rule 90(a) provides that the
arbitrators shall have the power to administer oaths and affirmations
to witnesses; to determine the admissibility of evidence; and to
decide the law and facts of the case. Rulings on objections to
evidence or on other issues, which arise during the hearing, shall be
made by the chairperson of the panel.
The remedy of rejection of the award and the right
to proceed to trial is the appropriate remedy for a perceived bias or
prejudice on the part of any member of the panel or error by the
panel, in determining its award.
52. Will a court reporter be present to make a
transcript of the hearing?
A court reporter is not provided. However, any
party may make arrangements for a stenographic record of the hearing
at his/her own expense with the agreement of all parties present.
If a party has a stenographic record made, a copy must be furnished to
any other party requesting the same, upon payment of a proportionate
share of the total cost of making the record. Testimony from the
arbitration hearing has limited use in any later trial of the matter.
THE ARBITRATION AWARD AND JUDGMENT ON THE AWARD
53. Will the determination of the award be made the
same day as the hearing?
Yes. The panel will make an award promptly upon
termination of the hearing. The award shall dispose of all claims for
relief, including attorney’s fees, costs and interest. The award may
not exceed the sum authorized for that particular circuit (in Will
County - $50,000 including any claim for attorney’s fees, exclusive
of costs and interest.) The award shall be signed by the arbitrators.
A dissenting vote without further comment may be noted on the award.
The award is filed the day of the hearing with the
Clerk of the Court. The Clerk of the Court is responsible for serving
notice of the award and entry of the same to all parties who have
filed an appearance in the matter.
54. Will the panelists announce the award to the
parties on the day of the hearing?
The panel does not announce the award to the
parties. Litigants may call the Arbitration Center for the award after
2:30 p.m. on the day of the hearing. It is the duty of the Clerk of
the Court, NOT the Arbitration Administrator, to mail a copy of the
award to all litigants who have filed an appearance.
55. Is the award of the arbitrators binding?
No. Pursuant to Supreme Court Rule 93, within 30
days after filing the award with the Clerk of the Court, any party who
was present at the arbitration hearing (either in person or by
counsel), except a party who was debarred from rejecting the award,
may file with the Clerk a written notice of rejection of the award and
request to proceed to trial. Certificate of service to all other
parties must be included in the Notice of Rejection. The party
rejecting the award will also be assessed a $200.00 rejection fee
($500 if the award is over $30,000) at
the time this notice is filed.
56. When does the 30-day period to reject the award
begin to run?
This 30-day period begins to run from the date the award is
filed with the Clerk of the Court, usually the same day as the
hearing. As the post-arbitration status hearing is typically set 45
days after the arbitration hearing, a rejection of the award CANNOT be
filed at the post-arbitration status hearing.
57. What if I believe there is a mistake in the
award?
Supreme Court Rule 92(d) provides that when it
appears from the record and the award that there is an obvious and
unambiguous error in language or mathematics, the court, upon
application by one of the parties within the 30-day rejection period,
may correct the same. If such a motion is made, it will stay the
proceedings, including the running of the 30-day rejection period,
until the court decides the matter.
58. Is the arbitration award a final order? If not,
how do I make it final?
The arbitration award is NOT final. The Supervising
Judge must enter judgment on the award to make it a final order.
Pursuant to Supreme Court Rule 92(e), if no rejection is filed within
the thirty-day period after the hearing, any party may thereafter move
the court to enter judgment on the award. Typically, judgment is
entered at the status hearing. If the hearing was ex-parte, the party
appearing may move at any time after the award has been filed with the
Clerk of the Court for entry of judgment on the award. (See Supreme
Court Rule 91[a]).
59. What happens if neither party asks that
judgment on the award be entered?
The Arbitration Administrator places the case on
the arbitration post-hearing status call before the Supervising Judge,
approximately 45 days after the arbitration hearing. The parties
receive a copy of the order setting the post-arbitration status
hearing with the award from the Circuit Clerk. Typically, one of the
parties will move for judgment on the award at the post-arbitration
status hearing.
60. May the parties dismiss the action after the
hearing and the award are entered?
Yes. The parties may voluntarily dispose of the matter at any time
prior to entry of judgment. A stipulation to dismiss may even be
presented at the post-arbitration status hearing.
61. What if the parties settle the matter within 24
hours prior to the hearing?
If the parties settle the matter within
24 hours prior to the hearing, they have three options:
(1) One or both parties may appear at the
Arbitration Center and present a stipulation to the panel. The panel
then uses this stipulation as the award. This procedure allows the
parties to work out the details of the settlement, (until the
post-hearing status date) at which time they may either enter
judgment on the award or dismiss the case;
(2) The parties may dismiss the matter by
preparing a signed dismissal order and faxing the order to the
Arbitration Center;
(3) The parties may prepare an order entering
judgment and fax it to the Arbitration Center. The fax number at the
Arbitration Center is (815) 774-4576.
REJECTION OF THE AWARD AND TRIAL DE NOVO
62. Is there a cost to reject the award?
Yes. Pursuant to Supreme Court Rule 93(a), WITHIN 30 DAYS AFTER
filing the award with the Clerk of the Court, and upon payment of a
$200 rejection fee ($500 if the award is over $30,000) to the Clerk of the Court, any party who was
present at the arbitration hearing (either in person or by counsel)
and who has not been debarred from rejecting the award, may file with
the Clerk of the Court a written notice of rejection and request to
proceed to trial. The party filing the rejection of the award must
also file a certificate of service of such notice on all other
parties.
63. If I go to trial, can the arbitration panel
that made the award be called as witnesses?
No. Supreme Court Rule 93(b) prohibits an arbitrator from being
called as a witness at any subsequent trial of the matter.
64. May I advise the trial judge of the award?
No. Supreme Court Rule 93 prohibits any reference in a subsequent
trial to the fact that an arbitration proceeding was held or that an
award was made. Yet, the award is part of the record, which the trial
judge may review.